Damon Focaracci, financial advisor Carmel CA
93 score

Damon Focaracci

CRD Number: 2978087
Current Firm: Ubs Financial Services Inc.

Damon Focaracci (CRD# 2978087) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Carmel, CA and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Carmel, CA May 2012 - Current 4
Morgan Stanley Smith Barney Salinas, CA Jun 2009 - May 2012 2
Citigroup Global Markets Inc. Salinas, CA Jul 2000 - Jun 2009 8
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Feb 1998
Contact Info for Damon A. Focaracci
Phone Number: 201-352-3000
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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