Brian Frost, financial advisor Carmel IN
38 score

Brian Frost

CRD Number: 1065766
Current Firm: Fifth Third Securities, Inc.

Brian Frost (CRD# 1065766) is an Investment Advisor Representative working at Fifth Third Securities, Inc. in Carmel, IN and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Fifth Third Securities, Inc. Indianapolis, IN Mar 1992 - Current 24
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 1982
S66 NASAA Uniform Combined State Law Examination Jan 2005
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Customer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for Brian E. Frost
Phone Number: 888-889-1025
Firm Website: http://www.53.com
Registered State(s):
  • IN
By the Numbers
  • Total Assets Under Management
    813
    MILLIONS
  • Total Number of Accounts
    4,744
    ACCOUNTS
  • Average Account Value
    $171,395
Compensation Options
  • A percentage of assets under your management
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
38

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