Kevin Cole, financial advisor Carmel IN
86 score

Kevin Cole

CRD Number: 1150120
Current Firm: Valic Financial Advisors, Inc.

Kevin Cole (CRD# 1150120) is an Investment Advisor Representative working at Valic Financial Advisors, Inc. in Carmel, IN and has over 25 years of experience in the finance industry.

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Professional Designations
Company Name Location Dates Years
Valic Financial Advisors Carmel, IN Oct 2010 - Current 6
Cole Financial Services Indianapolis, IN Apr 2010 - Oct 2010 < 1
Amerirpise Financial Services Inc. Indianapolis, IN Feb 2009 - Apr 2010 1
Primevest Financial St. Cloud, MN Aug 2008 - Feb 2009 < 1
Lafayette Bank & Trust Lafayette, IN Aug 2007 - Feb 2009 1
Raymond James Financial Services, Inc. Lafayette, IN Sep 2007 - Aug 2008 < 1
Old National Bank Zionsville, IN Feb 2006 - Aug 2007 1
Invest Financial Corp Tampa, FL Feb 2006 - Aug 2007 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Dec 1990
S66 NASAA Uniform Combined State Law Examination Oct 2001
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Kevin C. Cole
Phone Number: 866-544-4968
Firm Website: http://www.valic.com
Registered State(s):
  • FL
  • IN
By the Numbers
  • Total Assets Under Management
    22,665
    MILLIONS
  • Total Number of Accounts
    866,312
    ACCOUNTS
  • Average Account Value
    $26,163
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV

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BADGES
86

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