Thomas Doran, financial advisor Caro MI
93 score

Thomas Doran

CRD Number: 2983083
Current Firm: Capital Asset Advisory Services, LLC

Thomas Doran (CRD# 2983083) is an Investment Advisor Representative working at Capital Asset Advisory Services, LLC in Caro, MI and has over 18 years of experience in the finance industry.

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Company Name Location Dates Years
Wfg Investments, Inc. Caro, MI May 2014 - Current 2
Capital Asset Advisory Services, LLC Caro, MI Jan 2008 - Current 8
Anderson, Tuckey, Bernhardt & Doran, Pc Caro, MI Dec 1977 - Current 39
Invest Financial Corp. Tampa, FL Feb 2009 - May 2015 6
Royal Alliance Associates, Inc. Caro, MI Nov 1997 - Feb 2009 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Feb 1998
S66 NASAA Uniform Combined State Law Examination Jun 2010
Contact Info for Thomas B. Doran
Phone Number: 517-339-7662
Registered State(s):
  • MI
By the Numbers
  • Total Assets Under Management
    1,122
    MILLIONS
  • Total Number of Accounts
    10,016
    ACCOUNTS
  • Average Account Value
    $111,979
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, ND, NH, NJ, NV, NY, OH, PA, SC, TN, TX, UT, VA, WA, WI

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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