Stephanie Hicks (CRD# 4640994) is an Investment Advisor Representative working at Transamerica Financial Advisors, Inc. in Carson, CA and has over 13 years of experience in the finance industry.
CRD# 1620034
Raymond James & Associates, Inc.
CRD# 5781614
Awm Capital, LLC
CRD# 6406556
Aqua Capital Advisors
Company Name | Location | Dates | Years |
---|---|---|---|
Enrollment First Inc. | Knoxville,, TN | Nov 2021 - Current | 2 |
Dickerson Insurance Agency | Los Angeles, CA | Jul 2019 - Current | 4 |
Advantage Legacy Corporation | Carson, CA | Feb 2015 - Current | 9 |
Covered California (california Health Benefit Exchange) | Sacramento, CA | Jan 2013 - Current | 11 |
Transamerica Financial Advisors, Inc. | Carson, CA | Jan 2012 - Current | 12 |
World Financial Group, Inc. | Carson, CA | Jun 2001 - Current | 22 |
Freedom Equity | Carson, CA | Mar 1999 - Current | 25 |
Stephanie Hicks | Carson, CA | Mar 1989 - Current | 35 |
Impacted Healing | Lakewood, CA | Feb 2022 - Feb 2022 | < 1 |
Exam Code | Name | Passed Date |
---|---|---|
S65 | NASAA Investment Advisors Law Examination | Nov 2010 |
S63 | Uniform Securities State Law Examination | Jan 2021 |
- CA
-
Total Assets Under Management1,619MILLIONS
-
Total Number of Accounts45,001ACCOUNTS
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Average Account Value$35,987
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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