David Broderick (CRD# 2312156) is an Investment Advisor Representative working at Fidelity Personal And Workplace Advisors in Jacksonville, FL and has over 31 years of experience in the finance industry.
CRD# 6942351
Fidelity Personal And Workplace Advisors
CRD# 5609391
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 6562089
Merrill Lynch, Pierce, Fenner & Smith Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Fidelity Investments | Atlanta, GA | Sep 2021 - Current | 2 |
| Unemployed | Atlanta, GA | Jan 2020 - Sep 2021 | 1 |
| Suntrust Investment Services | Atlanta, GA | Apr 2018 - Jan 2020 | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta, GA | Jul 2014 - Apr 2018 | 3 |
| Bank Of America, N.a. | Atlanta, GA | Jul 2014 - Apr 2018 | 3 |
| E*trade Securities LLC | Alpharetta, GA | May 2012 - Jul 2014 | 2 |
| E*trade Capital Management LLC | Alpharetta, GA | May 2012 - Jul 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1993 |
| S66 | NASAA Uniform Combined State Law Examination | Jun 2005 |
- GA
- TX
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Total Assets Under Management818,776MILLIONS
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Total Number of Accounts1,991,043ACCOUNTS
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Average Account Value$411,230
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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