Alan Baldwin (CRD# 6544193) is an Investment Advisor Representative working at Leigh Baldwin & Company, LLC in Cazenovia, NY and has over 7 years of experience in the finance industry.
CRD# 5591004
Cadaret Grant & Co Inc.
CRD# 4349306
Lpl Financial LLC
CRD# 1200413
Rbc Capital Markets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Leigh Baldwin & Company, LLC | Cazenovia, NY | Jan 2020 - Current | 4 |
| Riverfront Investment Group | Richmond, VA | Apr 2020 - Dec 2020 | < 1 |
| Alps Distributors, Inc. | Denver, CO | Jul 2017 - Dec 2020 | 3 |
| Riverfront Investment Group | Richmond, VA | Aug 2019 - Apr 2020 | < 1 |
| Riverfront Investment Group | Richmond, VA | Jul 2017 - Aug 2019 | 2 |
| Putnam Retail Management | Andover, MA | Sep 2016 - Jun 2017 | < 1 |
| Leigh Baldwin & Company, LLC | Cazenovia, NY | Aug 2015 - Sep 2016 | 1 |
| Hamilton College | Clinton, NY | Aug 2012 - May 2016 | 3 |
| Snow Phipps | New York, NY | May 2015 - Jun 2015 | < 1 |
| Leigh Baldwin & Company, LLC | Cazenovia, NY | May 2014 - Jul 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Sep 2016 |
| S65 | NASAA Investment Advisors Law Examination | Apr 2017 |
- FL
- MA
- NJ
- NY
- NC
- PA
- VA
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Total Assets Under Management232MILLIONS
-
Total Number of Accounts957ACCOUNTS
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Average Account Value$242,436
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
CT, DE, FL, GA, IL, MA, NC, NJ, NY, PA, SC, TX, VA
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