Douglas Woolbert (CRD# 2789885) is an Investment Advisor Representative working at Prudential Financial Planning Services in Cazenovia, NY and has over 27 years of experience in the finance industry.
CRD# 5591004
Cadaret Grant & Co Inc.
CRD# 4349306
Lpl Financial LLC
CRD# 1200413
Rbc Capital Markets, LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Pruco Securities, LLC | Cazenovia, NY | Aug 2018 - Current | 5 |
| The Prudential Insurance Company Of America | Cazenovia, NY | Aug 2018 - Current | 5 |
| Prudential Customer Solutions LLC | Cazenovia, NY | Oct 2018 - Jun 2021 | 2 |
| Axa Advisors LLC | New York, NY | Nov 2017 - Aug 2018 | < 1 |
| Axa Equitable | Syracuse, NY | Jan 2017 - Aug 2018 | 1 |
| Unemployed | Cazenovia, NY | Aug 2016 - Jan 2017 | < 1 |
| E*trade Securities LLC | New York, NY | May 2014 - Aug 2016 | 2 |
| E*trade Capital Management LLC | New York, NY | May 2014 - Aug 2016 | 2 |
| E*trade Capital Management LLC | New York, NY | Jan 2009 - May 2014 | 5 |
| E*trade Securities LLC | New York, NY | Jan 2007 - May 2014 | 7 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 1996 |
| S65 | NASAA Investment Advisors Law Examination | Aug 2002 |
- NJ
- NY
-
Total Assets Under Management16,379MILLIONS
-
Total Number of Accounts113,575ACCOUNTS
-
Average Account Value$144,211
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.