Austin Richards (CRD# 7404388) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Lindon, UT and has over 2 years of experience in the finance industry.
CRD# 4683570
Cetera Investment Advisers LLC
CRD# 1870699
Five Seasons Financial Planning LLC
CRD# 840425
Equitable Advisors, LLC
Company Name | Location | Dates | Years |
---|---|---|---|
J.p. Morgan Securities LLC | Draper, UT | Jun 2021 - Current | 2 |
Jpmorgan Chase Bank, N.a. | Draper, UT | Nov 2017 - Current | 6 |
Vivint Smart Home | Provo, UT | Dec 2016 - Dec 2017 | 1 |
Riley Blake | Sandy, UT | Sep 2016 - Jan 2017 | < 1 |
Rocky Mountain Inc. | Orem, UT | Jun 2016 - Sep 2016 | < 1 |
Unemployed | Cedar Hills, UT | Dec 2013 - May 2016 | 2 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 2022 |
S66 | NASAA Uniform Combined State Law Examination | Dec 2023 |
- UT
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Total Assets Under Management249,731MILLIONS
-
Total Number of Accounts1,034,072ACCOUNTS
-
Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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