Troy Razeggi, financial advisor Century City CA
80 score

Troy Razeggi

CRD Number: 6152634
Current Firm: Merrill Lynch, Pierce, Fenner & Smith Incorporated

Troy Razeggi (CRD# 6152634) is an Investment Advisor Representative working at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Century City, CA and has over 3 years of experience in the finance industry.

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Company Name Location Dates Years
Bank Of America, N.a. Century City, CA May 2016 - Current < 1
Merrill Lynch, Pierce, Fenner & Smith Incorporated Century City, CA Apr 2016 - Current < 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Apr 2016 1
Morgan Stanley Beverly Hills, CA Aug 2013 - Apr 2016 2
Jp Morgan Securities LLC Los Angeles, CA Mar 2013 - Aug 2013 < 1
Jp Morgan Chase Bank Los Angeles, CA Mar 2013 - Aug 2013 < 1
Axa Advisors Los Angeles, CA Jan 2013 - Mar 2013 < 1
Axa Equitable Los Angeles, CA Jan 2013 - Mar 2013 < 1
Western Electronic Component Corp. Oxnard, CA Jun 2012 - Jan 2013 < 1
Thomas Jefferson School Of Law San Diego, CA Mar 2011 - Jun 2012 1
Southern California Institute Of Law Los Angeles, CA Aug 2008 - May 2012 3
Dept. Of Consumer Affairs, Los Angeles Los Angeles, CA Dec 2010 - Apr 2012 1
Western Electronic Component Corporation Oxnard, CA May 2010 - Nov 2010 < 1
Bank Of America Financial Corp. Woodland Hills, CA Jan 2005 - Jul 2008 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Apr 2013
S66 NASAA Uniform Combined State Law Examination Oct 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Troy Razeggi
Phone Number: 800-637-7455
Registered State(s):
  • CA
By the Numbers
  • Total Assets Under Management
    575,342
    MILLIONS
  • Total Number of Accounts
    1,715,259
    ACCOUNTS
  • Average Account Value
    $335,425
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for pooled investment vehicles (other than investment companies)
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Other
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

Ready to hire a financial advisor? Get competitive proposals from Troy Razeggi and other advisors.
BADGES
80

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