Gregory DennisCRD Number: 3179069
Current Firm: United Brokerage Services Inc.
Gregory Dennis (CRD# 3179069) is an Investment Advisor Representative working at United Brokerage Services Inc. in Charleston, WV and has over 18 years of experience in the finance industry.
Mckinley Carter Wealth Services, Inc.
Ironwood Wealth Management
Mml Investors Services, LLC
|United Brokerage Services, Inc.||Parkersburg, WV||Oct 2015 - Current||2|
|Investors Capital Corporation||Lynnfield, MA||Feb 2013 - Current||5|
|Valic Financial Advisors, Inc.||Houston, TX||Sep 2003 - Feb 2013||9|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||May 1999|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Regulatory Event
Total Assets Under Management115MILLIONS
Total Number of Accounts865ACCOUNTS
Average Account Value$132,390
- A percentage of assets under your management
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
AL, DC, FL, HI, KY, MD, NC, NJ, NY, OH, PA, SC, TX, VA, WV