Anthony Urban, financial advisor Charlotte NC
93 score

Anthony Urban

CRD Number: 3181241
Current Firm: Fsc Securities Corporation

Anthony Urban (CRD# 3181241) is an Investment Advisor Representative working at Fsc Securities Corporation in Charlotte, NC and has over 17 years of experience in the finance industry.

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Company Name Location Dates Years
Fsc Securities Corp Atlanta, GA Jan 2015 - Current 1
Morgan Stanley Private Bank, National Association New York, NY Jan 2015 - Jan 2015 < 1
Morgan Stanley Smith Barney Charlotte, NC Jun 2009 - Jan 2015 5
Citigroup Global Markets Inc. Charlotte, NC Sep 2008 - Jan 2015 6
Wachovia Securities, LLC Charlotte, NC Jun 2003 - Sep 2008 5
Wachovia Bank, N.a. Charlotte, NC Jun 1997 - Sep 2008 11
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 1999
S66 NASAA Uniform Combined State Law Examination Mar 2006
Contact Info for Anthony K. Urban
Phone Number: 1-800-547-2382
Firm Website: http://www.fscorp.com
Registered State(s):
  • AL
  • CA
  • CO
  • FL
  • GA
  • HI
  • IL
  • IA
  • MI
  • MN
  • MS
  • NJ
  • NM
  • NC
  • OH
  • PA
  • RI
  • SC
  • TX
  • UT
  • VT
  • WI
  • CT
  • IN
By the Numbers
  • Total Assets Under Management
    5,630
    MILLIONS
  • Total Number of Accounts
    24,779
    ACCOUNTS
  • Average Account Value
    $227,192
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
93
Clean Record
This advisor has a clean track record with regulators.

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