Brian MoranCRD Number: 1940341
Current Firm: Sterling Capital Management LLC
Brian Moran (CRD# 1940341) is an Investment Advisor Representative working at Sterling Capital Management LLC in Charlotte, NC and has over 20 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Sterling Capital Distributors, LLC||Charlotte, NC||Sep 2014 - Current||3|
|Sterling Capital Management||Charlotte, NC||Jul 2014 - Current||3|
|Tiaa-cref Individual & Institutional Services,llc||Charlotte, NC||Dec 2006 - Jul 2014||7|
|Teachers Personal Investors Services, Inc.||Charlotte, NC||Dec 2006 - Jul 2014||7|
|Tiaa||Charlotte, NC||Dec 2006 - Jul 2014||7|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Aug 1997|
|S65||NASAA Investment Advisors Law Examination||Mar 2005|
Total Assets Under Management51,603MILLIONS
Total Number of Accounts3,851ACCOUNTS
Average Account Value$13,399,805
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
AL, AZ, CA, CO, CT, DC, DE, FL, GA, IL, IN, KY, LA, MA, MD, MI, MN, MO, NC, NE, NH, NJ, NM, NV, NY, OH, OR, PA, RI, SC, TN, TX, UT, VA, VT, WA, WI, WV
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