Erin Carpenter (CRD# 4850122) is an Investment Advisor Representative working at Janney Montgomery Scott LLC in Charlotte, NC and has over 19 years of experience in the finance industry.
CRD# 5343110
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 4205168
The Financial Legacy Group
CRD# 6266643
Primerica Advisors
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Janney Montgomery Scott LLC | Charlotte, NC | Mar 2022 - Current | 2 |
| Robert W. Baird & Company Incorporated | Charlotte, NC | Jul 2019 - Mar 2022 | 2 |
| Unemployed | Charlotte, NC | Apr 2019 - Jul 2019 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Charlotte, NC | Jul 2018 - Apr 2019 | < 1 |
| Wells Fargo Clearing Services, LLC | Charlotte, NC | Nov 2016 - Jun 2018 | 1 |
| Wells Fargo Advisors | Charlotte, NC | Mar 2013 - Nov 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Dec 2004 |
| S65 | NASAA Investment Advisors Law Examination | Oct 2005 |
- FL
- NC
- TX
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Total Assets Under Management85,895MILLIONS
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Total Number of Accounts226,034ACCOUNTS
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Average Account Value$380,010
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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