James Dashner, financial advisor Charlotte NC
90 score

James Dashner

CRD Number: 5378833
Current Firm: Advice And Planning Services

James Dashner (CRD# 5378833) is an Investment Advisor Representative working at Advice And Planning Services in Charlotte, NC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Tiaa-cref Individual & Institutional Services, LLC Charlotte, NC Sep 2012 - Current 4
Tiaa Charlotte, NC Sep 2012 - Current 4
Nylife Securities LLC Raleigh, NC Apr 2012 - Sep 2012 < 1
New York Life Insurance Company Raleigh, NC Oct 2011 - Sep 2012 < 1
Unemployed Raleigh, NC Sep 2011 - Oct 2011 < 1
Opus Trading Fund LLC Raleigh, NC Jul 2007 - Sep 2011 4
Nc State University Raleigh, NC Jun 2002 - Jun 2007 5
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination May 2014
S63 Uniform Securities State Law Examination May 2012
Contact Info for James C. Dashner
Phone Number: 212-490-9000
Firm Website: http://www.tiaa.org
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    16,792
    MILLIONS
  • Total Number of Accounts
    45,960
    ACCOUNTS
  • Average Account Value
    $365,356
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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