James MatthewsCRD Number: 5331004
Current Firm: Aon Hewitt Financial Advisors, LLC
James Matthews (CRD# 5331004) is an Investment Advisor Representative working at Aon Hewitt Financial Advisors, LLC in Charlotte, NC and has over 9 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Hewitt Financial Services LLC||Charlotte, NC||Mar 2013 - Current||3|
|Aon Hewitt Financial Advisors LLC||Charlotte, NC||Mar 2013 - Current||3|
|Wells Fargo Advisors LLC||Charlotte, NC||May 2009 - Mar 2013||3|
|Wachovia Bank, N.a.||Baltimore, MD||Feb 2005 - Mar 2013||8|
|Wachovia Securities, LLC||Baltimore, MD||May 2007 - May 2009||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2007|
|S65||NASAA Investment Advisors Law Examination||May 2008|
Total Assets Under Management11,578MILLIONS
Total Number of Accounts110,165ACCOUNTS
Average Account Value$105,093
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV