Jody Beene Smith (CRD# 5633958) is an Investment Advisor Representative working at Ia Network, LLC in Charlotte, NC and has over 14 years of experience in the finance industry. Jody Beene Smith has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments, Inc. | Albany, NY | Aug 2022 - Current | 1 |
| Ia Network, Llc D/b/a Stockham Financial | Pinehurst, NC | Jul 2022 - Current | 1 |
| First Allied Advisory Services | Schaumburg, IL | Nov 2020 - Jul 2022 | 1 |
| First Allied Securities | San Diego, CA | Apr 2017 - Jul 2022 | 5 |
| First Allied Advisory Services, Inc. | San Diego, CA | Apr 2019 - Nov 2020 | 1 |
| Pnc Investments | Pinehurst, NC | Aug 2012 - Apr 2017 | 4 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Nov 2012 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2009 |
- NC
-
Total Assets Under Management161MILLIONS
-
Total Number of Accounts542ACCOUNTS
-
Average Account Value$297,527
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
AL, LA, NC, NY, SC
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