John Patterson, financial advisor Charlotte NC

John Patterson

CRD Number: 6528186
Current Firm: Carroll Financial Associates Inc.

John Patterson (CRD# 6528186) is an Investment Advisor Representative working at Carroll Financial Associates Inc. in Charlotte, NC and has over 3 years of experience in the finance industry. John Patterson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Merrill Lynch, Pierce, Fenner & Smith Incorporated
Professional Designations
Company Name Location Dates Years
Cetera Advisor Networks El Segundo, CA Sep 2018 - Current 3
Carroll Financial Associates Charlotte, NC Aug 2018 - Current 3
United Technologies Corporation Farmington, CT Jul 2016 - Aug 2018 2
Full-time Education Winston-salem, NC Aug 2015 - Jul 2016 < 1
Uber Winston-salem, NC Sep 2015 - Jun 2016 < 1
Wells Fargo Advisors St. Louis, MO May 2015 - Aug 2015 < 1
Full-time Education Winston-salem, NC Aug 2012 - May 2015 2
The Club At Longview Waxhaw, NC May 2012 - Aug 2014 2
Full-time Education Charlotte, NC Aug 2008 - May 2012 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Oct 2018
Contact Info for John A. Patterson
Phone Number: 704-553-8006
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    4,085
    MILLIONS
  • Total Number of Accounts
    9,318
    ACCOUNTS
  • Average Account Value
    $438,438
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States

AL, AR, AZ, CA, CO, DC, FL, GA, IA, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, NC, NH, NJ, NY, OH, OR, PA, SC, TN, TX, VA, WA, WI, WV, WY

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