Joseph LindsleyCRD Number: 1158076
Current Firm: Quantitative Process, LLC
Joseph Lindsley (CRD# 1158076) is an Investment Advisor Representative working at Quantitative Process, LLC in Charlotte, NC and has over 26 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Kovack Securities Inc.||Marietta, GA||Oct 2014 - Current||2|
|Quantitative Process LLC||Charlotte, NC||Jan 2013 - Current||4|
|Resource Horizons Group, LLC||Marietta, GA||Jan 2013 - Oct 2014||1|
|Milestone Investments, Inc.||Charlotte, NC||Feb 1999 - Dec 2012||13|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Sep 1991|
|S66||NASAA Uniform Combined State Law Examination||May 1999|
Total Assets Under Management140MILLIONS
Total Number of Accounts152ACCOUNTS
Average Account Value$920,170
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Portfolio management for individuals and/or small businesses
- Pension consulting services
NC, SC, TX