Joseph Wind, financial advisor Charlotte NC

Joseph Wind

CRD Number: 6377585
Current Firm: Edward Jones

Joseph Wind (CRD# 6377585) is an Investment Advisor Representative working at Edward Jones in Charlotte, NC and has over 6 years of experience in the finance industry.

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Company Name Location Dates Years
Edward Jones St Louis, MO Feb 2020 - Current < 1
Adp Broker Dealer Inc. Charlotte, NC Feb 2019 - Feb 2020 1
Adp LLC Charlotte, NC Feb 2019 - Feb 2020 1
Dxc (tribridge) Tyson, VA Dec 2017 - Feb 2019 1
Adp Broker Dealer Inc. Charlotte, NC Jul 2014 - Dec 2017 3
Adp Inc. Charlotte, NC Apr 2011 - Dec 2017 6
Chick-fil-a Charolotte, NC Jan 2009 - Apr 2011 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Sep 2014
S66 NASAA Uniform Combined State Law Examination Jul 2020
Contact Info for Joseph J. Wind
Phone Number: 314-515-2000
Registered State(s):
  • NC
  • TX
By the Numbers
  • Total Assets Under Management
    423,237
    MILLIONS
  • Total Number of Accounts
    3,336,586
    ACCOUNTS
  • Average Account Value
    $126,847
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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