Kristopher Carroll (CRD# 3238874) is an Investment Advisor Representative working at Wealth Enhancement Advisory Services, LLC in Charlotte, NC and has over 24 years of experience in the finance industry. Kristopher Carroll has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Wealth Enhancement Brokerage Services | Charlotte, NC | Dec 2021 - Current | 2 |
| Lpl Financial | Charlotte, NC | Nov 2021 - Current | 2 |
| Wealth Enhancement Group | Charlotte, NC | Nov 2021 - Current | 2 |
| Wealth Enhancement Advisory Services | Charlotte, NC | Nov 2021 - Current | 2 |
| Carroll Financial Associates | Charlotte, NC | Jan 2021 - Nov 2021 | < 1 |
| Carroll Financial Associates | Charlotte, NC | Mar 2016 - Nov 2021 | 5 |
| Carroll Financial Associates | Charlotte, NC | Jun 2002 - Nov 2021 | 19 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jan 2013 - Oct 2021 | 8 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Aug 1999 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2003 |
- NC
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Total Assets Under Management72,025MILLIONS
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Total Number of Accounts154,394ACCOUNTS
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Average Account Value$466,499
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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