Larry Xhama, financial advisor Charlotte NC
90 score

Larry Xhama

CRD Number: 5980192
Current Firm: Ubs Financial Services Inc.

Larry Xhama (CRD# 5980192) is an Investment Advisor Representative working at Ubs Financial Services Inc. in Charlotte, NC and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Ubs Financial Services Inc. Charlotte, NC Sep 2014 - Current 2
The Vanguard Group, Inc. Scottsdale, AZ May 2014 - Aug 2014 < 1
Bank Of America, N.a. Chandler, AZ Dec 2011 - Feb 2014 2
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler, AZ Sep 2011 - Feb 2014 2
Vacation Boston, MA May 2011 - Sep 2011 < 1
Php Pompano Beach, FL Jan 2011 - May 2011 < 1
Zed 451 Boca Raton, FL Aug 2010 - Dec 2010 < 1
Vacation Boston, MA May 2010 - Aug 2010 < 1
Zed 451 Boca Raton, FL Feb 2010 - May 2010 < 1
Florida Atlantic University Boca Raton, FL Aug 2007 - May 2010 2
Coldwell Banker Fort Lauderdale, FL Jan 2009 - May 2009 < 1
Anthony's Pier 4 Boston, MA May 2008 - Aug 2008 < 1
Boston Harbor Hotel Boston, MA May 2007 - Aug 2007 < 1
Bunker Hill Community College Charlestown, MA Sep 2006 - May 2007 < 1
Jimmy's Restaurant Dracut, MA Sep 2003 - May 2007 3
Exam Code Name Passed Date
S66 NASAA Uniform Combined State Law Examination Jan 2012
Contact Info for Larry A. Xhama
Phone Number: 201-352-3000
Registered State(s):
  • NC
By the Numbers
  • Total Assets Under Management
    358,253
    MILLIONS
  • Total Number of Accounts
    860,383
    ACCOUNTS
  • Average Account Value
    $416,388
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Security ratings or pricing services
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
90
Clean Record
This advisor has a clean track record with regulators.

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