Leonard Cautela (CRD# 2218546) is an Investment Advisor Representative working at Commonwealth Financial Network in Charlotte, NC and has over 31 years of experience in the finance industry.
CRD# 5753288
Morgan Stanley
CRD# 6172815
Edward Jones
CRD# 4205168
The Financial Legacy Group
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Commonwealth Financial Network | Charlotte, NC | Jun 2022 - Current | 1 |
| Commonwealth Financial Network | Waltham, MA | Jun 2022 - Current | 1 |
| Commonwealth Financial Network | Waltham, MA | Sep 2019 - Jun 2022 | 2 |
| Commonwealth Financial Network | Charlotte, NC | Sep 2019 - Jun 2022 | 2 |
| Wells Fargo Advisors Financial Network, LLC | Fairfield, NJ | Jul 2015 - Sep 2019 | 4 |
| Morgan Stanley Private Bank, National Association | New York, NY | Jan 2015 - Jul 2015 | < 1 |
| Morgan Stanley Smith Barney | Fairfield, NJ | Jun 2009 - Jul 2015 | 6 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 1992 |
| S65 | NASAA Investment Advisors Law Examination | Jan 1997 |
- NC
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Total Assets Under Management177,032MILLIONS
-
Total Number of Accounts623,075ACCOUNTS
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Average Account Value$284,126
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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