Luther Lockwood II, financial advisor Charlotte NC
103 score

Luther Lockwood II

CRD Number: 2082331
Current Firm: M Holdings Securities, Inc.
Compensation Model: Both

Luther Lockwood (CRD# 2082331) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Charlotte, NC and has over 25 years of experience in the financal services industry. His complete biography and information regarding his firm and practice is available at the MBL Advisors website.

 

www.mbl-advisors.com

 

 

 

 

CONTACT
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Professional Designations
Company Name Location Dates Years
MBL Advisors, Inc. Charlotte, NC Mar 2009 - Current 7
M Holdings Securities, Inc. Portland, OR Feb 2009 - Current 8
Wachovia Bank, NA Charlotte, NC Jul 1999 - Mar 2009 9
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1990
Contact Info for Luther A. Lockwood II
By the Numbers
  • Total Assets Under Management
    958
    MILLIONS
  • Total Number of Accounts
    2,758
    ACCOUNTS
  • Average Account Value
    $347,441
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
Types of Clients
Registered States
Advisors affiliated with a RIA are permitted to work with up to five clients in nearly-all states* without explicit registration. The map below shows states where this firm has explicit registration only.

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
103
Verified Page
Data verified by both the advisor and the public regulatory data.
Clean Record
This advisor has a clean track record with regulators.

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