Luther Lockwood IICRD Number: 2082331
Current Firm: M Holdings Securities, Inc.
Compensation Model: Both
Luther Lockwood (CRD# 2082331) is an Investment Advisor Representative working at M Holdings Securities, Inc. in Charlotte, NC and has over 25 years of experience in the financal services industry. His complete biography and information regarding his firm and practice is available at the MBL Advisors website.
Prospera Financial Services, Inc.
Dalton Financial LLC
|MBL Advisors, Inc.||Charlotte, NC||Mar 2009 - Current||10|
|M Holdings Securities, Inc.||Portland, OR||Feb 2009 - Current||10|
|Wachovia Bank, NA||Charlotte, NC||Jul 1999 - Mar 2009||9|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 1990|
Total Assets Under Management2,799MILLIONS
Total Number of Accounts8,297ACCOUNTS
Average Account Value$337,394
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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