Mario RudolphCRD Number: 6169121
Current Firm: Advice And Planning Services
Mario Rudolph (CRD# 6169121) is an Investment Advisor Representative working at Advice And Planning Services in Charlotte, NC and has over 3 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Tiaa-cref Individual & Institutional Services, LLC||Charlotte, NC||Jan 2016 - Current||< 1|
|Tiaa||Charlotte, NC||Jan 2016 - Current||< 1|
|Metlife Securities Inc.||Charlotte, NC||Mar 2013 - Jan 2016||2|
|Wells Fargo||Charlotte, NC||Sep 2011 - May 2013||1|
|Convergys||Charlotte, NC||Aug 2011 - Sep 2011||< 1|
|Unemployed||Charlotte, NC||Dec 2010 - Aug 2011||< 1|
|University Hospital||Columbia, MO||Oct 2010 - Dec 2010||< 1|
|University Of Missouri||Columbia, MO||Aug 2008 - Dec 2010||2|
|Phoenix Programs||Columbia, MO||Aug 2008 - Mar 2010||1|
|Preferred Family Healthcare||Jefferson City, MO||May 2007 - Aug 2008||1|
|Lincoln University||Jefferson City, MO||Aug 2005 - Oct 2007||2|
|Exam Code||Name||Passed Date|
|S66||NASAA Uniform Combined State Law Examination||Jul 2013|
Total Assets Under Management16,792MILLIONS
Total Number of Accounts45,960ACCOUNTS
Average Account Value$365,356
- A percentage of assets under your management
- Financial planning services
- Portfolio management for individuals and/or small businesses
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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