Monica KeyesCRD Number: 5980023
Current Firm: Vanguard Advisers Inc.
Monica Keyes (CRD# 5980023) is an Investment Advisor Representative working at Vanguard Advisers Inc. in Charlotte, NC and has over 5 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|The Vanguard Group, Inc.||Charlotte, NC||Sep 2011 - Current||5|
|University Of Phoenix||Charlotte, NC||Oct 2009 - Sep 2011||1|
|At&t||Charlotte, NC||Jun 2008 - Oct 2009||1|
|Allstate||Charlotte, NC||Apr 2007 - Jun 2008||1|
|Sprint Nextel||Charlotte, NC||Oct 2004 - Mar 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Oct 2011|
|S65||NASAA Investment Advisors Law Examination||Aug 2014|
- Financial Issue
Total Assets Under Management79,883MILLIONS
Total Number of Accounts546,930ACCOUNTS
Average Account Value$146,058
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV