Muni Bhambri (CRD# 4864598) is an Investment Advisor Representative working at Equitable Advisors, LLC in Charlotte, NC and has over 19 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Equitable Advisors, LLC | New York, NY | Mar 2019 - Current | 5 |
| Equitable Advisors, LLC | New York, NY | Mar 2019 - Current | 5 |
| Axa Equitable | Charlotte, NC | Mar 2019 - Jun 2020 | 1 |
| Axa Advisors, LLC | New York, NY | Mar 2019 - Jun 2020 | 1 |
| Tiaa | Charlotte, NC | Jan 2018 - Mar 2019 | 1 |
| Tiaa-cref Individual & Institutional Services, LLC | Charlotte, NC | Jan 2018 - Mar 2019 | 1 |
| Ubs Financial Services Inc. | Charlotte, NC | May 2015 - Dec 2017 | 2 |
| Transamerica Financial Advisors, Inc. | Norcross, GA | Feb 2015 - May 2015 | < 1 |
| Uber | Charlotte, NC | Jan 2015 - May 2015 | < 1 |
| World Financial Group, Inc. | Norcross, GA | Feb 2014 - May 2015 | 1 |
| Corey Wilson Insurance Agency | Indian Land, SC | Jan 2015 - Feb 2015 | < 1 |
| Unemployed | Naples, FL | Sep 2014 - Jan 2015 | < 1 |
| Regency Insurance | Fort Myers, FL | Mar 2014 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 2005 |
| S65 | NASAA Investment Advisors Law Examination | Jul 2006 |
| S66 | NASAA Uniform Combined State Law Examination | Apr 2015 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management29,776MILLIONS
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Total Number of Accounts79,686ACCOUNTS
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Average Account Value$373,668
- A percentage of assets under your management
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