Noelle WinstonCRD Number: 6156216
Current Firm: Suntrust Advisory Services, Inc.
Noelle Winston (CRD# 6156216) is an Investment Advisor Representative working at Suntrust Advisory Services, Inc. in Charlotte, NC and has over 5 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Suntrust Advisory Services||Atlanta, GA||Sep 2016 - Current||1|
|Suntrust Investment Services, Inc.||Atlanta, GA||Nov 2014 - Current||3|
|Suntrust Bank||Charlotte, NC||Jul 2013 - Current||4|
|Suntrust Investment Services||Atlanta, GA||Sep 2013 - Oct 2014||1|
|Wells Fargo Bank||Charlotte, NC||Apr 2013 - Jul 2013||< 1|
|Wells Fargo Bank Na||Charlotte, NC||Aug 2007 - Jul 2013||5|
|Wells Fargo Bank||Charlotte, NC||Jan 2011 - Apr 2013||2|
|Wachovia Bank||Charlotte, NC||Oct 2008 - Jan 2011||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2013|
|S65||NASAA Investment Advisors Law Examination||Apr 2013|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Financial Issue
Total Assets Under Management17,726MILLIONS
Total Number of Accounts37,178ACCOUNTS
Average Account Value$476,799
- A percentage of assets under your management
- Hourly charges
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Publication of periodicals or newsletters
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV