Noelle WinstonCRD Number: 6156216
Current Firm: Suntrust Investment Services, Inc.
Noelle Winston (CRD# 6156216) is an Investment Advisor Representative working at Suntrust Investment Services, Inc. in Charlotte, NC and has over 4 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|Suntrust Investment Services, Inc.||Atlanta, GA||Nov 2014 - Current||3|
|Suntrust Bank||Charlotte, NC||Jul 2013 - Current||4|
|Suntrust Investment Services||Atlanta, GA||Sep 2013 - Oct 2014||1|
|Wells Fargo Bank||Charlotte, NC||Apr 2013 - Jul 2013||< 1|
|Wells Fargo Bank Na||Charlotte, NC||Aug 2007 - Jul 2013||5|
|Wells Fargo Bank||Charlotte, NC||Jan 2011 - Apr 2013||2|
|Wachovia Bank||Charlotte, NC||Oct 2008 - Jan 2011||2|
|M & T Bank||Easton, MD||May 2005 - Aug 2007||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Mar 2013|
|S65||NASAA Investment Advisors Law Examination||Apr 2013|
Total Assets Under Management10,443MILLIONS
Total Number of Accounts26,841ACCOUNTS
Average Account Value$389,077
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV