Phillips Bragg (CRD# 2821569) is an Investment Advisor Representative working at Bragg Financial Advisors Inc. in Charlotte, NC and has over 27 years of experience in the finance industry. Phillips Bragg has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Bragg Financial Advisors | Charlotte, NC | Jun 1996 - Current | 27 |
| Queens Road Securities, LLC | Charlotte, NC | May 2000 - Sep 2020 | 20 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jan 1997 |
| S65 | NASAA Investment Advisors Law Examination | Oct 1998 |
- NC
-
Total Assets Under Management3,424MILLIONS
-
Total Number of Accounts1,532ACCOUNTS
-
Average Account Value$2,234,898
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
CA, CO, FL, GA, MA, MD, NC, NY, PA, SC, TX, VA, WA
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