Richard Simpson (CRD# 4999321) is an Investment Advisor Representative working at Moran Wealth Management, LLC in Naples, FL and has over 11 years of experience in the finance industry. Richard Simpson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 5167067
Advanced Investment Management LLC
CRD# 6376918
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2305670
Truist Advisory Services, Inc.
The CFP is the gold standard for financial professionals who perform comprehensive financial planning. CFPs must undergo rigorous exams and meet other requirements to obtain this designation.
Like the CFP, ChFCs take extensive coursework on a wide variety of financial planning topics. ChFCs actually take more coursework than CFPs, but are not required to prove their knowledge through a board examination.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Moran Wealth Management, LLC | Naples, FL | May 2022 - Current | 2 |
| Wells Fargo Advisors Financial Network, LLC | Naples, FL | Mar 2021 - May 2022 | 1 |
| Cetera Investment Services LLC | St Cloud, MN | Nov 2017 - Mar 2021 | 3 |
| Cetera Investment Advisers LLC | Naples, FL | Nov 2017 - Mar 2021 | 3 |
| Regions Bank | Naples, FL | Nov 2017 - Feb 2021 | 3 |
| Bb&t Bank | Naples, FL | Oct 2015 - Oct 2017 | 2 |
| Bb&t Investment Services, Inc. | Naples, FL | Oct 2015 - Oct 2017 | 2 |
| Northwestern Mutual Investment Services, LLC | Estero, FL | Jan 2013 - Oct 2015 | 2 |
| Northwestern Mutual Investment Services, LLC | Naples, FL | Jul 2005 - Oct 2015 | 10 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Oct 2012 |
| S65 | NASAA Investment Advisors Law Examination | Jan 2013 |
- FL
- TX
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Total Assets Under Management4,267MILLIONS
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Total Number of Accounts10,644ACCOUNTS
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Average Account Value$400,872
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
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