Sean O'malley (CRD# 7839182) is an Investment Advisor Representative working at Principal Asset Management in Charlotte, NC and has 1 year of experience in the finance industry.
CRD# 5753288
Morgan Stanley
CRD# 5315912
Lpl Financial LLC
CRD# 6172815
Edward Jones
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Principal Funds Distrubutor | Charlotte, NC | Nov 2023 - Current | < 1 |
| Doordash | San Francisco, CA | Jun 2023 - Oct 2023 | < 1 |
| Miami University | Oxford, OH | Aug 2019 - May 2023 | 3 |
| Doordash | San Francisco, CA | Jan 2019 - Dec 2021 | 2 |
| Aurora High School | Aurora, OH | Aug 2015 - May 2019 | 3 |
| Dynacom, LLC | Chagrin Falls, OH | Feb 2018 - Mar 2019 | 1 |
| Harmon Middle School | Aurora, OH | Aug 2012 - May 2015 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Apr 2024 |
- NC
-
Total Assets Under Management377,223MILLIONS
-
Total Number of Accounts6,824ACCOUNTS
-
Average Account Value$55,278,865
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Other
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
- Other
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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