Stephen Gerek (CRD# 1328362) is an Investment Advisor Representative working at Alight Financial Advisors, LLC in Charlotte, NC and has over 39 years of experience in the finance industry.
CRD# 5182920
Moore Investment Partners, LLC
CRD# 862387
Merrill Lynch, Pierce, Fenner & Smith Incorporated
CRD# 2867492
Defender Capital
Company Name | Location | Dates | Years |
---|---|---|---|
Alight Solutions | Lincolnshire, IL | May 2021 - Current | 2 |
Alight Financial Solution | Charlotte, NC | May 2021 - Current | 2 |
Suntrust Advisory Services | Atlanta, GA | Aug 2016 - Feb 2021 | 4 |
Suntrust Investment Investment Services, Inc. | Orlando, FL | Sep 2015 - Feb 2021 | 5 |
Unemployed | Ponte Vedra Beach, FL | Apr 2015 - Sep 2015 | < 1 |
Cuso Financial Services | San Diego, CA | Oct 2014 - Apr 2015 | < 1 |
Community First Cu Of Florida | Jacksonville, FL | Oct 2014 - Apr 2015 | < 1 |
Unemployed | Ponte Vedra Beach, FL | Mar 2013 - Oct 2014 | 1 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Dec 1984 |
S66 | NASAA Uniform Combined State Law Examination | Oct 2009 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- NC
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Total Assets Under Management32,132MILLIONS
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Total Number of Accounts228,318ACCOUNTS
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Average Account Value$140,734
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops
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