Thomas HarmanCRD Number: 3035407
Current Firm: State Farm Investment Management Corp.
Thomas Harman (CRD# 3035407) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Charlotte, NC and has over 19 years of experience in the finance industry.
Prospera Financial Services, Inc.
Dalton Financial LLC
M Holdings Securities, Inc.
|State Farm Investment Mangement Corp||Charlotte, NC||Jun 2012 - Current||5|
|State Farm Vp Management Corp.||Charlotte, NC||Mar 1998 - Current||19|
|Thomas Harman Insurance Agency||Charlotte, NC||Apr 1991 - Current||26|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||May 1998|
Total Assets Under Management20,243MILLIONS
Total Number of Accounts28ACCOUNTS
Average Account Value$722,957,698
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for investment companies (as well as "business development companies")
AK, AL, AR, AZ, CA, CO, CT, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WV