Clifford Sterling (CRD# 1333643) is an Investment Advisor Representative working at Seelaus Asset Management, LLC in Chatham, NJ and has over 37 years of experience in the finance industry.
CRD# 5366446
Legacy Care Wealth, LLC
CRD# 1420183
Financial Life Focus, LLC
CRD# 5146297
Origin Investment Advisory LLC
| Company Name | Location | Dates | Years |
|---|---|---|---|
| R. Seelaus & Co Llc/seelaus Asset Management LLC | Chatham, NJ | Jun 2018 - Current | 5 |
| Tribal Capital Markets, LLC | New York, NY | Sep 2015 - Jun 2018 | 2 |
| Sterling Wealth Advisors, LLC | New York, NY | May 2015 - Jun 2018 | 3 |
| Blue Capital Securities | New York, NY | Aug 2012 - Sep 2015 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 1986 |
- NJ
-
Total Assets Under Management1,435MILLIONS
-
Total Number of Accounts499ACCOUNTS
-
Average Account Value$2,875,518
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Performance-based fees
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles (other than investment companies)
- Portfolio management for businesses (other than small businesses) or institutional clients
CA, CT, FL, MD, NH, NJ, NY, PA, SC, TX, VA
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