James BrownCRD Number: 3122597
Current Firm: State Farm Investment Management Corp.
James Brown (CRD# 3122597) is an Investment Advisor Representative working at State Farm Investment Management Corp. in Chester, MD and has over 14 years of experience in the finance industry.
Mml Investors Services, LLC
|State Farm Investment Management Corp.||Chester, MD||Aug 2018 - Current||3|
|Jim Brown Insurance Agency||Chester, MD||Sep 2012 - Current||9|
|State Farm Vp Management Corp.||Chester, MD||Sep 2012 - Current||9|
|Jim Brown Insurance Agency||Ellicott City, MD||Sep 2012 - Sep 2012||< 1|
|State Farm Insurance||Ellicott City, MD||Aug 2012 - Sep 2012||< 1|
|State Farm Vp Management Corp.||Ellicott City, MD||Aug 2012 - Sep 2012||< 1|
|State Farm Insurance||Duluth, GA||Jun 2007 - Aug 2012||5|
|State Farm Vp Management Corp||Duluth, GA||Jun 2007 - Aug 2012||5|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Apr 2007|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved.Get Details on the FINRA Advisor Check site
Total Assets Under Management9,674MILLIONS
Total Number of Accounts4ACCOUNTS
Average Account Value$2,418,560,162
- A percentage of assets under your management
- Portfolio management for investment companies (as well as "business development companies")
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VT, WA, WI, WV, WY
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