Katy Lightburn (CRD# 6534150) is an Investment Advisor Representative working at Stifel Independent Advisors, LLC in Chestertown, MD and has over 7 years of experience in the finance industry.
CRD# 2185673
Cornerstone Advisory
CRD# 3068985
Avantax Advisory Services
CRD# 6027121
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Stifel Independent Advisors, LLC | Chestertown, MD | Nov 2022 - Current | 1 |
| Bank Of America, N.a. | Easton, MD | Jan 2018 - Nov 2022 | 4 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Easton, MD | Jul 2015 - Nov 2022 | 7 |
| Unemployed | Chestertown, MD | Mar 2015 - Jul 2015 | < 1 |
| Pro-temps | Easton, MD | Jan 2015 - Mar 2015 | < 1 |
| Unemployed | Chestertown, MD | Aug 2014 - Jan 2015 | < 1 |
| Lamotte Company | Chestertown, MD | Dec 2013 - Aug 2014 | < 1 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Jun 2016 |
- MD
- TX
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Total Assets Under Management3,557MILLIONS
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Total Number of Accounts9,973ACCOUNTS
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Average Account Value$356,615
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, WA, WI, WV, WY
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