Jonathan James (CRD# 2237571) is an Investment Advisor Representative working at Bankers Life Advisory Services, Inc. in Chicago, IL and has over 30 years of experience in the finance industry.
CRD# 5648094
Highpoint Planning Partners
CRD# 5569194
Amplify Investments LLC
CRD# 1955854
Cetera Investment Advisers LLC
Company Name | Location | Dates | Years |
---|---|---|---|
Bankers Life Securities, Inc. | Chicago, IL | Mar 2021 - Current | 3 |
Bankers Life Advisory Services | Chicago, IL | Mar 2021 - Current | 3 |
Fifth Third Bank | Warrenville, OH | Jul 2019 - Jan 2021 | 1 |
Fifth Third Securities | Warrenville, OH | Jul 2019 - Jan 2021 | 1 |
Bmo Harris Financial Advisors, Inc. | Oak Brook Terrace, IL | Jun 2013 - Jul 2019 | 6 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jan 1994 |
S65 | NASAA Investment Advisors Law Examination | May 2000 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- IL
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Total Assets Under Management1,486MILLIONS
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Total Number of Accounts13,089ACCOUNTS
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Average Account Value$113,532
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
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