Joseph Bernardi, financial advisor Chicago IL
96 score

Joseph Bernardi

CRD Number: 1220670
Current Firm: Wunderlich Securities, Inc.

Joseph Bernardi (CRD# 1220670) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Chicago, IL and has over 32 years of experience in the finance industry. Joseph Bernardi has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.

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Professional Designations
Company Name Location Dates Years
Wunderlich Securities, Inc. Memphis, TN Sep 2015 - Current 1
Vsr Financial Services, Inc. Overland Park, KS Jul 2010 - Sep 2015 5
Vsr Advisory Services, Inc. Overland Park, KS Jul 2010 - Sep 2015 5
Wealth Planning Professionals Lake Forest, IL Jan 2009 - Sep 2015 6
Joseph C. Bernardi Dubuque, IA Jan 2002 - Sep 2015 13
Joseph Bernardi Dubuque, IA Sep 2000 - Sep 2015 15
Bernardi Investment Services, Inc. Dubuque, IA Aug 1986 - Sep 2015 29
Berthel, Fisher & Company Financial Services, Inc. Dubuque, IA Aug 1994 - Jul 2010 15
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination May 1984
S65 NASAA Investment Advisors Law Examination Dec 1999
Contact Info for Joseph C. Bernardi
Phone Number: 901-251-1330
Registered State(s):
  • IL
  • IA
  • OK
  • TX
  • VA
By the Numbers
  • Total Assets Under Management
    1,489
    MILLIONS
  • Total Number of Accounts
    4,309
    ACCOUNTS
  • Average Account Value
    $345,582
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Fixed fees (other than subscription fees)
  • Commissions
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
  • Educational seminars/workshops
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
96
Clean Record
This advisor has a clean track record with regulators.

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