Matthew FranzCRD Number: 5951319
Current Firm: Kkm Financial LLC
Matthew Franz (CRD# 5951319) is an Investment Advisor Representative working at Kkm Financial LLC in Chicago, IL and has over 4 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Kkm Financial, LLC||Chicago, IL||Jun 2015 - Current||1|
|Stutland Volatility Group, LLC||Chicago, IL||Jun 2012 - Jul 2015||3|
|University Of Michigan||Ann Arbor, MI||Sep 2008 - Apr 2012||3|
|303equity Trading Groupii LLC||Chicago, IL||Jun 2011 - Dec 2011||< 1|
|University Unions||Ann Arbor, MI||Jan 2009 - May 2011||2|
|Astellas Pharma||Deerfield, IL||Jun 2009 - Aug 2009||< 1|
|Eby-brown||Mongomery, IL||May 2008 - Aug 2008||< 1|
|St Inganius||Chicago, IL||Sep 2004 - May 2008||3|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management161MILLIONS
Total Number of Accounts8ACCOUNTS
Average Account Value$20,062,500
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
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