Matthew Franz, financial advisor Chicago IL
65 score

Matthew Franz

CRD Number: 5951319
Current Firm: Kkm Financial LLC

Matthew Franz (CRD# 5951319) is an Investment Advisor Representative working at Kkm Financial LLC in Chicago, IL and has over 4 years of experience in the finance industry.

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Company Name Location Dates Years
Kkm Financial, LLC Chicago, IL Jun 2015 - Current 1
Stutland Volatility Group, LLC Chicago, IL Jun 2012 - Jul 2015 3
University Of Michigan Ann Arbor, MI Sep 2008 - Apr 2012 3
303equity Trading Groupii LLC Chicago, IL Jun 2011 - Dec 2011 < 1
University Unions Ann Arbor, MI Jan 2009 - May 2011 2
Astellas Pharma Deerfield, IL Jun 2009 - Aug 2009 < 1
Eby-brown Mongomery, IL May 2008 - Aug 2008 < 1
St Inganius Chicago, IL Sep 2004 - May 2008 3
Exam Code Name Passed Date
S65 NASAA Investment Advisors Law Examination Aug 2012
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Matthew P. Franz
Phone Number: 312-448-7230
Firm Website:
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
  • Performance-based fees
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for investment companies (as well as "business development companies")
Types of Clients
Registered States


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