Matthew FranzCRD Number: 5951319
Current Firm: Kkm Financial LLC
Matthew Franz (CRD# 5951319) is an Investment Advisor Representative working at Kkm Financial LLC in Chicago, IL and has over 5 years of experience in the finance industry.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Kkm Financial, LLC||Chicago, IL||Jun 2015 - Current||2|
|Stutland Volatility Group, LLC||Chicago, IL||Jun 2012 - Jul 2015||3|
|University Of Michigan||Ann Arbor, MI||Sep 2008 - Apr 2012||3|
|303equity Trading Groupii LLC||Chicago, IL||Jun 2011 - Dec 2011||< 1|
|University Unions||Ann Arbor, MI||Jan 2009 - May 2011||2|
|Astellas Pharma||Deerfield, IL||Jun 2009 - Aug 2009||< 1|
|Eby-brown||Mongomery, IL||May 2008 - Aug 2008||< 1|
|St Inganius||Chicago, IL||Sep 2004 - May 2008||3|
|Exam Code||Name||Passed Date|
|S65||NASAA Investment Advisors Law Examination||Aug 2012|
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.Reported Disclosure Event:
- Employer Dispute
Total Assets Under Management154MILLIONS
Total Number of Accounts16ACCOUNTS
Average Account Value$9,614,169
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies (as well as "business development companies")
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database of every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
If you are looking for a specific financial advisor and you can’t find them on Wealthminder, it’s likely that they are either exclusively a broker or are unlicensed - please contact us and we’ll try to help!
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.