Michael Sullivan, financial advisor Chicago IL
83 score

Michael Sullivan

CRD Number: 1013537
Current Firm: Riverbend Capital Advisors, LLC

Michael Sullivan (CRD# 1013537) is an Investment Advisor Representative working at Riverbend Capital Advisors, LLC in Chicago, IL and has over 34 years of experience in the finance industry.

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Company Name Location Dates Years
Riverbend Capital Advisors, LLC Chicago, IL Mar 2014 - Current 2
Self-employed Elmhurst, IL Dec 2010 - Mar 2014 3
Mg Sullivan, LLC Elmhurst, IL Dec 2010 - Dec 2013 3
Kiley Partners Chicago, IL May 2010 - Dec 2010 < 1
Mg Sullivan, LLC Elmhurst, IL Jun 2009 - May 2010 < 1
Retired Elmhurst, IL Jul 2008 - Jun 2009 < 1
Stifel Nicolaus Chicago, IL May 2007 - Jul 2008 1
Job Search Elmhurst, IL Jan 2007 - May 2007 < 1
Royal Bank Canada Chicago, IL Dec 2003 - Dec 2006 3
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Oct 1982
S65 NASAA Investment Advisors Law Examination Jul 2013
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Customer Dispute
Get Details on the FINRA Advisor Check site
Contact Info for Michael G. Sullivan
Phone Number: 312-948-5100
Registered State(s):
  • IL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Other
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Other
Types of Clients
Registered States


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