Robert LeeCRD Number: 1413943
Current Firm: Wunderlich Securities, Inc.
Robert Lee (CRD# 1413943) is an Investment Advisor Representative working at Wunderlich Securities, Inc. in Chicago, IL and has over 9 years of experience in the finance industry. Robert Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Ellis Wealth Advisors, LLC
Waddell & Reed
|Wunderlich Securities, Inc.||Memphis, TN||Sep 2015 - Current||1|
|Vsr Financial Serices, Inc.||Overland Park, KS||Jul 2010 - Sep 2015||5|
|Vsr Advisory Services, Inc.||Overland Park, KS||Jul 2010 - Sep 2015||5|
|Exclusive Real Estate, Ltd||Libertyville, IL||Jun 1992 - Sep 2015||23|
|Emmett Financial Services||Libertyville, IL||May 1985 - Sep 2015||30|
|Berthel Fisher & Company Financial Services, Inc.||Lake Forest, IL||May 2008 - Jul 2010||2|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jul 2008|
Total Assets Under Management1,489MILLIONS
Total Number of Accounts4,309ACCOUNTS
Average Account Value$345,582
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV
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