Robert Lee (CRD# 1413943) is an Investment Advisor Representative working at Nations Financial Group, Inc. in Dubuque, IA and has over 15 years of experience in the finance industry. Robert Lee has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 4802967
Edward Jones
CRD# 4638956
Empower Advisory Group, LLC
CRD# 2646777
Avantax Advisory Services
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Nations Financial Group, Inc. | Dubuque, IA | Jul 2019 - Current | 4 |
| Wunderlich Securities, Inc. | Memphis, TN | Sep 2015 - Jul 2019 | 3 |
| Vsr Financial Serices, Inc. | Overland Park, KS | Jul 2010 - Sep 2015 | 5 |
| Vsr Advisory Services, Inc. | Overland Park, KS | Jul 2010 - Sep 2015 | 5 |
| Exclusive Real Estate, Ltd | Libertyville, IL | Jun 1992 - Sep 2015 | 23 |
| Emmett Financial Services | Libertyville, IL | May 1985 - Sep 2015 | 30 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Jul 2008 |
- IL
- IA
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Total Assets Under Management3,399MILLIONS
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Total Number of Accounts9,857ACCOUNTS
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Average Account Value$344,798
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MS, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, SD, TN, TX, UT, VA, WA, WI, WY
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