Thomas Hines (CRD# 2347817) is an Investment Advisor Representative working at Thompson Capital Management, LLC in Crystal Lake, IL and has over 30 years of experience in the finance industry.
CRD# 5252940
Cetera Investment Advisers LLC
CRD# 1257255
Raymond James Financial Services Advisors, Inc.
CRD# 4316392
Spc
Company Name | Location | Dates | Years |
---|---|---|---|
Thompson Capital Management | La Grange Park, IL | Mar 2021 - Current | 3 |
Thompson Capital Management, Llc I | Crystal Lake, IL | Mar 2021 - Current | 3 |
Lowery Asset Consulting, LLC | Chicago, IL | May 2018 - Mar 2021 | 2 |
Good Harbor Financial | Chicago, IL | Sep 2010 - May 2018 | 7 |
Exam Code | Name | Passed Date |
---|---|---|
S63 | Uniform Securities State Law Examination | Jun 1993 |
S65 | NASAA Investment Advisors Law Examination | Dec 1995 |
S66 | NASAA Uniform Combined State Law Examination | Oct 2006 |
- IL
- TX
-
Total Assets Under Management194MILLIONS
-
Total Number of Accounts309ACCOUNTS
-
Average Account Value$626,940
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
CA, FL, GA, IL, LA, MI, NH, NJ, PA, TX
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