William Ryan, financial advisor Chicago IL
81 score

William Ryan

CRD Number: 1288170
Current Firm: Lcm Capital Management Inc.

William Ryan (CRD# 1288170) is an Investment Advisor Representative working at Lcm Capital Management Inc. in Chicago, IL and has over 13 years of experience in the finance industry.

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Company Name Location Dates Years
Barry Spitzer & Associates Northbrook, IL Jan 2011 - Current 5
Prp Advisors, LLC Northbrook, IL Jan 2011 - Current 5
Lcm Capital Management Inc. Chicago, IL Dec 2009 - Current 6
Open Architecture Retirement Solutions Chicago, IL Aug 2009 - Current 7
Alerus Securities Grand Forks, ND Nov 2007 - Aug 2009 1
Alerus Retirement Solutions Grand Forks, ND Sep 2007 - Aug 2009 1
Sws Financial Services Chicago, IL Mar 2005 - Sep 2007 2
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Aug 2003
S65 NASAA Investment Advisors Law Examination Dec 2009
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Judgments / Liens
Get Details on the FINRA Advisor Check site
Contact Info for William E. Ryan
Phone Number: 312-705-3013
Registered State(s):
  • FL
  • IL
By the Numbers
  • Total Assets Under Management
  • Total Number of Accounts
  • Average Account Value
Compensation Options
  • A percentage of assets under your management
  • Fixed fees (other than subscription fees)
Advisory Services Offered
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
Types of Clients
Registered States


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