Brian Sweeney (CRD# 716386) is an Investment Advisor Representative working at Sweeney & Michel, LLC in Chico, CA and has over 38 years of experience in the finance industry.
CRD# 6820956
Edward Jones
CRD# 1084751
Securities America Advisors, Inc.
CRD# 2704740
Stifel, Nicolaus & Company, Incorporated
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Sweeney And Michel LLC | Chico, CA | Dec 2017 - Current | 6 |
| Sweeney & Michel, LLC | Chico, CA | Mar 2016 - Current | 8 |
| Lakewest Properties | Chico, CA | Jan 1988 - Current | 36 |
| Asset Management Group | El Segundo, CA | Nov 2015 - Dec 2018 | 3 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jul 1997 - Dec 2018 | 21 |
| Cetera Advisor Networks LLC | El Segundo, CA | Jun 1988 - Dec 2018 | 30 |
| Bcd Group, Inc. | Chico, CA | Jan 1988 - Dec 2018 | 30 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Feb 1986 |
| S65 | NASAA Investment Advisors Law Examination | Jun 1994 |
Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, financial matters, and other matters required to be disclosed in which the advisor has been involved.
Get Details on the FINRA Advisor Check site- CA
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Total Assets Under Management558MILLIONS
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Total Number of Accounts1,602ACCOUNTS
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Average Account Value$348,023
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
AZ, CA, CO, ID, NV, OR, TX
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