James SchaferCRD Number: 1863235
Current Firm: Cambridge Investment Research Advisors, Inc.
James Schafer (CRD# 1863235) is an Investment Advisor Representative working at Cambridge Investment Research Advisors, Inc. in Chillicothe, OH and has over 17 years of experience in the finance industry. James Schafer has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
Janney Montgomery Scott LLC
Senior Advisor Group
|Cambridge Investment Research Advisors, Inc.||Fairfield, IA||Sep 2014 - Current||7|
|Cambridge Investment Research, Inc.||Fairfield, IA||Jun 2010 - Current||12|
|Brooke & Schafer, LLC||Cincinnati, OH||Jan 2004 - May 2015||11|
|Exam Code||Name||Passed Date|
|S63||Uniform Securities State Law Examination||Jun 2005|
Total Assets Under Management82,247MILLIONS
Total Number of Accounts382,713ACCOUNTS
Average Account Value$214,906
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Market timing services
- Educational seminars/workshops
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
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