Christopher Sparks, financial advisor Cincinnati OH

Christopher Sparks

CRD Number: 5089986
Current Firm: Financial Engines Advisors LLC

Christopher Sparks (CRD# 5089986) is an Investment Advisor Representative working at Financial Engines Advisors LLC in Cincinnati, OH and has over 14 years of experience in the finance industry.

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Company Name Location Dates Years
Financial Engines Advisors L.l.c Santa Clara, CA Jun 2020 - Current < 1
Unemployed Lebanon, OH Jan 2020 - Jun 2020 < 1
Arvest Wealth Management Fayetteville, AR Mar 2019 - Jan 2020 < 1
Us Bank Cincinnati, OH Jul 2012 - Jan 2019 6
Raymond James Financial Services Hamilton, OH Jan 2011 - Jul 2012 1
First Financial Bank Hamilton, OH Jan 2011 - Jul 2012 1
Jp Morgan Chase & Co Middletown, OH Nov 2009 - Jan 2011 1
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Mar 2006
S66 NASAA Uniform Combined State Law Examination May 2019
Contact Info for Christopher G. Sparks
Phone Number: 408-498-6000
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    229,000
    MILLIONS
  • Total Number of Accounts
    1,514,533
    ACCOUNTS
  • Average Account Value
    $151,202
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
  • Subscription fees (for a newsletter or periodical)
  • Fixed fees (other than subscription fees)
  • Other
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses (other than small businesses) or institutional clients
  • Pension consulting services
  • Selection of other advisers (including private fund managers)
  • Publication of periodicals or newsletters
  • Educational seminars/workshops
  • Other
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY

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