Jeffrey Thompson (CRD# 6374703) is an Investment Advisor Representative working at Heritage Wealth Advisors in Cincinnati, OH and has over 9 years of experience in the finance industry. Jeffrey Thompson has taken additional exams to become a Certified Financial Planner (CFP®). CFP professionals must pass the comprehensive CFP Certification Examination, pass CFP Board's Fitness Standards for Candidates and Registrants, agree to abide by CFP Board's Code of Ethics and Professional Responsibility and Rules of Conduct which put clients' interests first and comply with the Financial Planning Practice Standards.
CRD# 6626957
Kld Wealth Management
CRD# 2667585
Edward Jones
CRD# 2076400
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Heritage Wealth Management | Cincinnati, OH | Jun 2021 - Current | 2 |
| Raymond James & Associates | Cincinnati, OH | Jun 2015 - Jun 2021 | 6 |
| Bank Of America, N.a. | Cincinnati, OH | Dec 2014 - Jun 2015 | < 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati, OH | Jul 2014 - Jun 2015 | < 1 |
| Young Life | Hilton Head Island, SC | Jul 2011 - Jul 2014 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S66 | NASAA Uniform Combined State Law Examination | Oct 2014 |
- OH
-
Total Assets Under Management496MILLIONS
-
Total Number of Accounts842ACCOUNTS
-
Average Account Value$589,536
- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Educational seminars/workshops
CA, CO, FL, GA, IL, IN, KY, LA, MI, OH, SC, TN, TX
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