John Peters, financial advisor Cincinnati OH
48 score

John Peters

CRD Number: 1311252
Current Firm: Horter Investment Management, LLC

John Peters (CRD# 1311252) is an Investment Advisor Representative working at Horter Investment Management, LLC in Cincinnati, OH and has over 21 years of experience in the finance industry.

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Company Name Location Dates Years
Horter Investment Management, LLC Cincinnati, OH Oct 2012 - Current 4
The Leaders Group Inc. Littleton, CO Dec 2002 - Dec 2012 10
Capitas Financial Llc/rushing Fin'l Group Cincinnati, OH Dec 2002 - Dec 2012 10
Exam Code Name Passed Date
S63 Uniform Securities State Law Examination Jul 1995
Disclosure Information

Financial Advisors are obligated to disclose any events that may influence their professional conduct or ability to advise their clients. Disclosure events are certain criminal matters, regulatory actions, civil judicial proceedings, customer complaints, arbitrations, or civil litigations, employment terminations, and financial matters in which the advisor has been involved. On the most recent filing submitted to FINRA, this advisor had a disclosure event.

Reported Disclosure Event:
  • Employer Dispute
  • Regulatory Event
Get Details on the FINRA Advisor Check site
Contact Info for John F. Peters
Phone Number: 513-984-9933
Registered State(s):
  • OH
By the Numbers
  • Total Assets Under Management
    1,016
    MILLIONS
  • Total Number of Accounts
    13,925
    ACCOUNTS
  • Average Account Value
    $72,992
Compensation Options
  • A percentage of assets under your management
  • Hourly charges
Advisory Services Offered
  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Selection of other advisers (including private fund managers)
Types of Clients
Registered States

AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV

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BADGES
48

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