Susan Farlow (CRD# 5910377) is an Investment Advisor Representative working at Octavia Wealth Advisors LLC in Cincinnati, OH and has over 10 years of experience in the finance industry.
CRD# 6626957
Kld Wealth Management
CRD# 2667585
Edward Jones
CRD# 2076400
Ubs Financial Services Inc.
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Purshe Kaplan Sterling Investments, Inc. | Cincinnati, OH | Oct 2021 - Current | 2 |
| Octavia Risk Management, LLC | Cincinnati, OH | Sep 2021 - Current | 2 |
| Octavia Wealth Advisors, LLC | Cincinnati, OH | Sep 2021 - Current | 2 |
| Ubs Financial Services, Inc. | Cincinnati, OH | Jul 2018 - Sep 2021 | 3 |
| Pnc Bank, Na | West Chester, OH | Mar 2017 - Jul 2018 | 1 |
| Pnc Investments, LLC | Pittsburgh, PA | Mar 2017 - Jul 2018 | 1 |
| Pnc Bank, Na | Cincinnati, OH | Jul 2016 - Mar 2017 | < 1 |
| Pnc Investments, LLC | Pittsburgh, PA | Jul 2016 - Mar 2017 | < 1 |
| Axa Advisors | New York, NY | Jun 2013 - Jul 2016 | 3 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | May 2013 |
| S65 | NASAA Investment Advisors Law Examination | Jun 2015 |
- OH
-
Total Assets Under Management1,444MILLIONS
-
Total Number of Accounts5,444ACCOUNTS
-
Average Account Value$265,245
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, IN, KS, KY, LA, MA, MD, ME, MI, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.