Nicholas Fiorito (CRD# 6150863) is an Investment Advisor Representative working at J.p. Morgan Securities LLC in Citrus Heights, CA and has over 11 years of experience in the finance industry.
CRD# 2464546
Capital Planning Advisors LLC
CRD# 5156625
Dynamic Wealth Strategies, LLC
CRD# 2923073
Captrust
| Company Name | Location | Dates | Years |
|---|---|---|---|
| Jpmorgan Chase Bank, N.a. | San Mateo, CA | Jan 2021 - Current | 3 |
| J.p. Morgan Securities LLC | San Mateo, CA | Jan 2021 - Current | 3 |
| U.s. Bank N.a. | San Francisco, CA | Mar 2020 - Jan 2021 | < 1 |
| U.s. Bancorp Investments, Inc. | San Francisco, CA | Feb 2020 - Jan 2021 | < 1 |
| Hsbc Securities (usa) Inc. | Millbrae, CA | Jul 2019 - Feb 2020 | < 1 |
| Hsbc Bank Usa, N.a. | Millbrae, CA | Jun 2019 - Feb 2020 | < 1 |
| J.p. Morgan Securities LLC | San Francisco, CA | Aug 2015 - May 2019 | 3 |
| Jpmorgan Chase Bank, N.a. | San Francisco, FL | Aug 2015 - May 2019 | 3 |
| Robert Half International | San Francisco, CA | Jun 2015 - Jul 2015 | < 1 |
| Equity Residential | San Francisco, CA | Mar 2015 - May 2015 | < 1 |
| Unemployed | San Francisco, CA | Jan 2015 - Feb 2015 | < 1 |
| Bank Of America | San Francisco, CA | Oct 2014 - Dec 2014 | < 1 |
| J.p. Morgan Securities LLC | San Francisco, CA | Dec 2012 - Sep 2014 | 1 |
| Jpmorgan Chase Bank, N.a. | San Francisco, CA | Aug 2012 - Sep 2014 | 2 |
| Exam Code | Name | Passed Date |
|---|---|---|
| S63 | Uniform Securities State Law Examination | Apr 2013 |
| S65 | NASAA Investment Advisors Law Examination | Mar 2024 |
- CA
-
Total Assets Under Management249,731MILLIONS
-
Total Number of Accounts1,034,072ACCOUNTS
-
Average Account Value$241,502
- A percentage of assets under your management
- Other
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
About Wealthminder
Wealthminder was created for one simple reason: To help people get the financial assistance they need to achieve their long-term financial goals.
Wealthminder is a database derived from SEC.gov data covering every Investment Advisor Representative in the country. We work hard to collect and provide you the information you need to find a financial advisor who’s right for you.
Finding a Financial Advisor through Wealthminder
Historically finding and hiring a financial advisor was hard. Wealthminder was built to make the process much easier.
The best way to use Wealthminder is to take advantage of our free proposal system. All you have to do is take a few minutes of your time to describe your situation and the assistance you are looking for.
Wealthminder then sends your request to our network of prescreened financial advisors. If a financial advisor is interested in your business, they will submit a proposal to you.
You review the proposals you receive and decide if you’d like to have a follow-up call with one or more of the financial advisors.
Throughout the process, you maintain control. We only share your contact information with a financial advisor once you ask for an introduction.